83 lines
2.8 KiB
Plaintext
83 lines
2.8 KiB
Plaintext
// NAC 阿联酋辖区宪法规则（AE）
|
||
// 监管机构：DFSA（迪拜金融服务局）、ADGM-FSRA（阿布扎比全球市场金融服务监管局）、VARA（虚拟资产监管局）
|
||
// 法律依据：DIFC法律No.1/2004、ADGM金融服务与市场条例、VARA虚拟资产法规（2022）
|
||
// CBPP原则：约法即是治法，宪法即是规则，参与即是共识，节点产生区块，交易决定区块大小
|
||
// 版本：v1.0 | 生效日期：2026-01-01 | 授权CA：DFSA-CA-001
|
||
|
||
jurisdiction AE {
|
||
name: "阿拉伯联合酋长国"
|
||
code: "AE"
|
||
tier: 1
|
||
inherits: GLOBAL
|
||
regulatory_authorities: ["DFSA", "ADGM_FSRA", "VARA", "CBUAE"]
|
||
authorized_ca: "DFSA-CA-001"
|
||
ca_cert_standard: "X.509v3"
|
||
|
||
sub_jurisdictions: ["AE_DIFC", "AE_ADGM", "AE_MAINLAND"]
|
||
|
||
rule AE_VARA_001 {
|
||
name: "虚拟资产监管局合规（联邦层面）"
|
||
basis: "《虚拟资产和相关活动监管法》（2022）、VARA虚拟资产活动规则手册（2023）"
|
||
vara_license: REQUIRED
|
||
virtual_asset_activities: {
|
||
exchange: "VARA_LICENSE_REQUIRED"
|
||
broker_dealer: "VARA_LICENSE_REQUIRED"
|
||
custody: "VARA_LICENSE_REQUIRED"
|
||
lending: "VARA_LICENSE_REQUIRED"
|
||
}
|
||
marketing_restrictions: {
|
||
retail_marketing: "VARA_APPROVAL_REQUIRED"
|
||
influencer_marketing: "PROHIBITED"
|
||
}
|
||
enforcement: "CEE_REJECT_CR"
|
||
}
|
||
|
||
rule AE_DIFC_001 {
|
||
name: "DIFC金融服务合规"
|
||
basis: "DIFC法律No.1/2004（金融服务法）、DFSA规则手册"
|
||
applies_to: "AE_DIFC"
|
||
dfsa_license: REQUIRED
|
||
investment_token_regime: {
|
||
prospectus: REQUIRED
|
||
offering_restrictions: "PROFESSIONAL_CLIENTS_ONLY"
|
||
custody: "DFSA_APPROVED_CUSTODIAN"
|
||
}
|
||
enforcement: "CEE_REJECT_CR"
|
||
}
|
||
|
||
rule AE_ADGM_001 {
|
||
name: "ADGM金融服务合规"
|
||
basis: "ADGM金融服务与市场条例（FSMR）、FSRA数字证券指引"
|
||
applies_to: "AE_ADGM"
|
||
fsra_license: REQUIRED
|
||
digital_securities: {
|
||
security_token: "FSRA_APPROVAL_REQUIRED"
|
||
utility_token: "FSRA_NOTIFICATION_REQUIRED"
|
||
}
|
||
enforcement: "CEE_REJECT_CR"
|
||
}
|
||
|
||
rule AE_AML_001 {
|
||
name: "阿联酋反洗钱合规"
|
||
basis: "《反洗钱和打击恐怖主义融资法》（Federal Law No.20/2018）"
|
||
extends: GLOBAL_AML_001
|
||
cdd_threshold_aed: 55000
|
||
str_authority: "UAEFIU"
|
||
str_deadline_days: 2
|
||
enforcement: "CEE_REJECT_CR"
|
||
}
|
||
|
||
rule AE_RWA_001 {
|
||
name: "阿联酋RWA资产通证化"
|
||
basis: "VARA规则手册、DFSA投资代币制度、ADGM数字证券框架"
|
||
extends: GLOBAL_RWA_001
|
||
permitted_assets: ["REAL_ESTATE", "EQUITY", "DEBT", "FUND", "INFRASTRUCTURE", "COMMODITY", "CARBON_CREDIT"]
|
||
islamic_finance_compliance: {
|
||
sharia_board_approval: OPTIONAL
|
||
riba_prohibition: REQUIRED
|
||
gharar_prohibition: REQUIRED
|
||
}
|
||
enforcement: "CEE_REJECT_CR"
|
||
}
|
||
}
|