53 lines
1.8 KiB
Plaintext
53 lines
1.8 KiB
Plaintext
// NAC 澳大利亚辖区宪法规则（AU）
|
||
// 监管机构：澳大利亚证券和投资委员会（ASIC）
|
||
// 法律依据：《公司法》（2001）、《金融服务改革法》、ASIC数字资产指引
|
||
// CBPP原则：约法即是治法，宪法即是规则，参与即是共识，节点产生区块，交易决定区块大小
|
||
// 版本：v1.0 | 生效日期：2026-01-01 | 授权CA：ASIC-CA-001
|
||
|
||
jurisdiction AU {
|
||
name: "澳大利亚联邦"
|
||
code: "AU"
|
||
tier: 1
|
||
inherits: GLOBAL
|
||
regulatory_authorities: ["ASIC", "AUSTRAC", "RBA"]
|
||
authorized_ca: "ASIC-CA-001"
|
||
ca_cert_standard: "X.509v3"
|
||
|
||
rule AU_CORP_001 {
|
||
name: "公司法金融产品合规"
|
||
basis: "《公司法》（2001）第764A条金融产品定义"
|
||
financial_product_classification: {
|
||
managed_investment_scheme: "ASIC_REGISTRATION_REQUIRED"
|
||
debenture: "ASIC_PROSPECTUS_REQUIRED"
|
||
shares: "ASIC_PROSPECTUS_REQUIRED"
|
||
}
|
||
afsl_required: true
|
||
disclosure: { pds: REQUIRED, tmds: REQUIRED }
|
||
enforcement: "CEE_REJECT_CR"
|
||
}
|
||
|
||
rule AU_AML_001 {
|
||
name: "澳大利亚反洗钱合规"
|
||
basis: "《反洗钱和反恐融资法》（AML/CTF Act 2006）"
|
||
extends: GLOBAL_AML_001
|
||
austrac_registration: REQUIRED
|
||
cdd_threshold_aud: 10000
|
||
travel_rule_threshold_aud: 1000
|
||
str_authority: "AUSTRAC"
|
||
str_deadline_days: 3
|
||
enforcement: "CEE_REJECT_CR"
|
||
}
|
||
|
||
rule AU_RWA_001 {
|
||
name: "澳大利亚RWA资产通证化"
|
||
basis: "ASIC信息表INFO 225（数字资产）、《公司法》"
|
||
extends: GLOBAL_RWA_001
|
||
permitted_assets: ["REAL_ESTATE", "EQUITY", "DEBT", "FUND", "INFRASTRUCTURE", "COMMODITY", "CARBON_CREDIT"]
|
||
wholesale_investor: {
|
||
individual: { net_assets_aud: 2500000, income_annual_aud: 250000 }
|
||
institutional: { assets_aud: 10000000 }
|
||
}
|
||
enforcement: "CEE_REJECT_CR"
|
||
}
|
||
}
|