89 lines
3.4 KiB
Plaintext
89 lines
3.4 KiB
Plaintext
// NAC 中国大陆辖区宪法规则（CN）
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// 监管机构：CSRC、PBOC、SAFE、CBIRC、CAC
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// 法律依据：《证券法》《期货和衍生品法》《数据安全法》《个人信息保护法》《外汇管理条例》《反洗钱法》
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// CBPP原则：约法即是治法，宪法即是规则，参与即是共识，节点产生区块，交易决定区块大小
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// 版本：v1.0 | 生效日期：2026-01-01 | 授权CA：CSRC-CA-001
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jurisdiction CN {
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name: "中华人民共和国（中国大陆）"
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code: "CN"
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tier: 2
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inherits: GLOBAL
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regulatory_authorities: ["CSRC", "PBOC", "SAFE", "CBIRC", "CAC"]
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authorized_ca: "CSRC-CA-001"
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ca_cert_standard: "GM/T 0009-2012"
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rule CN_SEC_001 {
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name: "中国证券法合规"
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basis: "《中华人民共和国证券法》（2019修订）第2条、第9条"
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security_token_approval: CSRC_REQUIRED
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public_offering_threshold: 200
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cross_border_restriction: {
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outbound: "SAFE_APPROVAL_REQUIRED"
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inbound: "CSRC_APPROVAL_REQUIRED"
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}
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disclosure: { prospectus: REQUIRED, periodic_report: QUARTERLY, material_event: "T+1" }
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enforcement: "CEE_REJECT_CR"
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}
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rule CN_FOREX_001 {
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name: "外汇管制合规"
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basis: "《外汇管理条例》（2008修订）、SAFE汇发[2023]系列文件"
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cross_border_limit: { individual_annual: 50000, corporate: "SAFE_APPROVAL" }
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forex_evasion_prohibited: true
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cross_border_rwa_report: REQUIRED
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report_threshold: 50000
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enforcement: "CEE_REJECT_CR"
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}
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rule CN_DATA_001 {
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name: "数据安全与个人信息保护"
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basis: "《数据安全法》（2021）、《个人信息保护法》（2021）、《网络安全法》（2017）"
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data_localization: {
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personal_data: "CN_SERVERS_ONLY"
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financial_data: "CN_SERVERS_ONLY"
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cross_border_transfer: "CAC_APPROVAL_REQUIRED"
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}
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on_chain_personal_data: "PROHIBITED"
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enforcement: "CEE_REJECT_CR"
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}
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rule CN_CRYPTO_001 {
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name: "加密资产监管"
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basis: "中国人民银行等十部委《关于进一步防范和处置虚拟货币交易炒作风险的通知》（2021）"
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virtual_currency_trading: "PROHIBITED"
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rwa_token_exemption: {
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real_asset_backed: REQUIRED
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csrc_registration: REQUIRED
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qualified_investor_only: REQUIRED
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}
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settlement_currency: "e-CNY_PREFERRED"
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enforcement: "CEE_REJECT_CR"
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}
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rule CN_AML_001 {
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name: "中国反洗钱合规"
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basis: "《反洗钱法》（2006）、中国人民银行令[2022]第1号"
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extends: GLOBAL_AML_001
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threshold_report_cny: 50000
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threshold_cash_report: 10000
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beneficial_owner: { threshold: 0.25, pep_check: REQUIRED, sanctions_check: REQUIRED }
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str_authority: "PBOC_ANTI_MONEY_LAUNDERING_BUREAU"
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str_deadline_days: 5
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enforcement: "CEE_REJECT_CR"
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}
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rule CN_RWA_001 {
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name: "中国RWA资产通证化"
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basis: "《证券法》《信托法》《不动产登记条例》及CSRC相关规定"
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extends: GLOBAL_RWA_001
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permitted_assets: ["REAL_ESTATE_COMMERCIAL", "INFRASTRUCTURE_BOND", "SUPPLY_CHAIN_RECEIVABLE", "CARBON_CREDIT_CCER", "EQUITY_PRIVATE", "FUND_PRIVATE"]
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prohibited_assets: ["LISTED_EQUITY", "FOREIGN_REAL_ESTATE", "CRYPTOCURRENCY"]
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qualified_investor: {
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individual: { net_assets: 3000000, financial_assets: 1000000, income_annual: 300000, investment_experience: 2 }
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institutional: { registered_capital: 10000000, aum: 100000000 }
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}
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enforcement: "CEE_REJECT_CR"
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}
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}
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