72 lines
2.4 KiB
Plaintext
72 lines
2.4 KiB
Plaintext
// NAC 香港辖区宪法规则（HK）
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// 监管机构：证券及期货事务监察委员会（SFC）、香港金融管理局（HKMA）
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// 法律依据：《证券及期货条例》（SFO）、《打击洗钱及恐怖分子资金筹集条例》（AMLO）、虚拟资产服务提供商（VASP）制度
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// CBPP原则：约法即是治法，宪法即是规则，参与即是共识，节点产生区块，交易决定区块大小
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// 版本：v1.0 | 生效日期：2026-01-01 | 授权CA：SFC-CA-001
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jurisdiction HK {
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name: "香港特别行政区"
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code: "HK"
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tier: 1
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inherits: GLOBAL
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regulatory_authorities: ["SFC", "HKMA"]
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authorized_ca: "SFC-CA-001"
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ca_cert_standard: "X.509v3"
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rule HK_SFO_001 {
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name: "证券及期货条例合规"
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basis: "《证券及期货条例》（Cap. 571）第III部"
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security_token_classification: {
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collective_investment_scheme: "SFC_AUTHORIZATION_REQUIRED"
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debenture: "SFC_REGISTRATION_REQUIRED"
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shares: "SFC_PROSPECTUS_REQUIRED"
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}
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professional_investor_only: true
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professional_investor_threshold: { assets: 8000000 }
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disclosure: { offering_document: REQUIRED, ongoing_reporting: REQUIRED }
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enforcement: "CEE_REJECT_CR"
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}
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rule HK_VASP_001 {
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name: "虚拟资产服务提供商制度"
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basis: "《打击洗钱及恐怖分子资金筹集条例》（AMLO）修订（2023年6月生效）"
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vasp_license: SFC_REQUIRED
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permitted_retail_tokens: "SFC_APPROVED_LIST_ONLY"
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retail_investor_access: {
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knowledge_test: REQUIRED
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risk_disclosure: REQUIRED
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exposure_limit: 0.30
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}
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custody_requirements: {
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cold_storage: 0.98
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hot_wallet_max: 0.02
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insurance: REQUIRED
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}
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enforcement: "CEE_REJECT_CR"
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}
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rule HK_AML_001 {
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name: "香港反洗钱合规"
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basis: "AMLO（Cap. 615）、HKMA AML指引"
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extends: GLOBAL_AML_001
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cdd_threshold_hkd: 120000
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wire_transfer_threshold_hkd: 8000
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str_authority: "JFIU"
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str_deadline_hours: 24
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enforcement: "CEE_REJECT_CR"
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}
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rule HK_RWA_001 {
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name: "香港RWA资产通证化"
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basis: "SFC《有关证券型代币发行的声明》（2019）及后续指引"
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extends: GLOBAL_RWA_001
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permitted_assets: ["REAL_ESTATE", "EQUITY_PRIVATE", "FUND_PRIVATE", "DEBT_PRIVATE", "INFRASTRUCTURE", "CARBON_CREDIT"]
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tokenization_structure: {
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spv_required: true
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trustee_required: true
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auditor_required: true
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}
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enforcement: "CEE_REJECT_CR"
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}
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}
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